Estate Capital Financial Management

We want every client to consider Estate Capital to be their very own personal and trusted adviser.

With a client retention rate of 98.7% and more than £215 million worth of assets overseen by our team – our clients have peace-of-mind that their finances are in safe hands.

Estate Capital Company Background

Established in 2003, Estate Capital is a firm of Chartered Financial advisers. We are entirely independent and authorised and regulated by the Financial Conduct Authority (FCA). We pride ourselves on the highest professional standards and improve the relevance of our advice through our own continuing professional development and research.

We are led by Chartered Financial Advisers and supported by a team of market analysts, researchers, investment managers and technical administrators. Our team of professionals has been intentionally structured to provide the most relevant advice and client service.

In 2003, Estate Capital initially worked out of rented offices in Central Swansea, then moved to our first permanent office in Uplands in 2005. In 2016 we moved to our newly refurbished Victorian town house office also in Uplands.

In 2004 we first started to research and publish our own in house investment portfolios. Powered by systems and data from Morningstar, Willis Towers Watson, Financial Express and Rayner Spencer Mills Research we publish nibe risk related model investment portfolios. Our analysis and research is quite unique in financial advice practices. Our portfolios have enjoyed an enviable performance track record as compared to national benchmarks. Now into our 15th year, the success is measured by in excess of £215 million held in our managed portfolios.

In 2015, Estate Capital acquired Swansea’s oldest and highly respected advisory firm TH Martin Ltd. In doing so we increased our clients, assets under management and staff numbers. Estate Capital now provides financial advice to 19 of West Wales 100 largest companies. In 2015, Estate Capital started an academic sponsorship programme for our colleague Tomiko Evans. We initially supported her through an MSc in Financial Forecasting and now through a PhD in Finance at Swansea University. Tomiko will complete her PhD in 2019.

Every year since 2006, Estate Capital has hosted the now famous Estate Capital Croquet Tournament. Held every July and played between teams representing local professional services firms, the event regularly raises between £1,500 and £2,000 for the Lord Mayor of Swansea’s local charity appeal. The Estate Capital Croquet Tournament is held on the lawn of the Lord Mayors Mansion House in Ffynone.

In 2017, the company expanded considerably with significant growth in new clients and funds under management. In order to further develop and enhance our client advice and service we were joined by Kevin Jones who has taken over responsibility for our corporate services and client advice. We also provided two new graduate trainee roles to Catherine Bevan and Jenna Williams both of whom are graduates from Swansea University Business School.

In 2018, we were delighted that Estate Capital has made the FT Adviser Top 100 Financial Advisers list for 2018. This list sets out to showcase some of the best financial advisers in the UK. The list is, as expected dominated by large national corporations including stockbrokers, wealth management divisions of banks and insurance companies. Estate Capital making the list is quite an achievement.

The list takes into consideration investment strategies, new business levels, client satisfaction and how highly qualified the advisers are. Estate Capital was the only Welsh business to make the list. We have worked a long time and put a great deal of effort into gaining this level of national recognition and must thank our loyal clients and staff for all their support.

We are determined to continue to provide an ever evolving first class advice service, We are seeking to develop our client interaction and web based communication and advance the management of money through discretionary permissions and a new range of six multi index portfolios.

Estate Capital makes FT Adviser Top 100 Financial Advisers list for 2018

Top 100 Financial Advisers 2018

We are delighted to announce that Estate Capital has made the FT Adviser Top 100 Financial Advisers list for 2018. This list sets out to showcase some of the best financial advisers in the UK. The list is, as expected dominated by large national corporations including stockbrokers, wealth management divisions of banks and insurance companies. Estate Capital making the list is quite an achievement.

The list takes into consideration investment strategies, new business levels, client satisfaction and how highly qualified the advisers are. Estate Capital was the only Welsh business to make the list.